{"id":133451,"date":"2024-01-10T22:45:57","date_gmt":"2024-01-10T22:45:57","guid":{"rendered":"https:\/\/dailytalks.org\/?p=133451"},"modified":"2024-01-10T22:45:57","modified_gmt":"2024-01-10T22:45:57","slug":"nfa-fines-braemar-securities-140000-for-lapses-in-recordkeeping-compliance","status":"publish","type":"post","link":"https:\/\/dailytalks.org\/?p=133451","title":{"rendered":"NFA Fines Braemar Securities $140,000 for Lapses in Recordkeeping Compliance"},"content":{"rendered":"<p>Braemar Securities is in the<br \/>\nspotlight after the National Futures Association (NFA) imposed a fine of<br \/>\n$140,000 against the London-based broker. This penalty is in response to Braemar Securities&#8217; alleged<br \/>\nfailure to meet communication recordkeeping obligations and the improper<br \/>\ndisclosure of customers&#8217; confidential information.In an email to Finance Magnates&#8230;<br \/><a href=\"https:\/\/www.financemagnates.com\/\/forex\/nfa-fines-braemar-securities-140000-for-lapses-in-recordkeeping-compliance\/\" class=\"button purchase\" rel=\"nofollow noopener\" target=\"_blank\">Read More<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Braemar Securities is in the spotlight after the National Futures Association (NFA) imposed a fine<\/p>\n","protected":false},"author":1,"featured_media":133452,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[26],"tags":[],"class_list":["post-133451","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-lse-mrkt"],"featured_image_urls":{"full":["https:\/\/dailytalks.org\/wp-content\/uploads\/2024\/01\/133451-nfa-fines-braemar-securities-140000-for-lapses-in-recordkeeping-compliance.jpg",900,500,false],"thumbnail":["https:\/\/dailytalks.org\/wp-content\/uploads\/2024\/01\/133451-nfa-fines-braemar-securities-140000-for-lapses-in-recordkeeping-compliance-150x150.jpg",150,150,true],"medium":["https:\/\/dailytalks.org\/wp-content\/uploads\/2024\/01\/133451-nfa-fines-braemar-securities-140000-for-lapses-in-recordkeeping-compliance-300x167.jpg",300,167,true],"medium_large":["https:\/\/dailytalks.org\/wp-content\/uploads\/2024\/01\/133451-nfa-fines-braemar-securities-140000-for-lapses-in-recordkeeping-compliance-768x427.jpg",640,356,true],"large":["https:\/\/dailytalks.org\/wp-content\/uploads\/2024\/01\/133451-nfa-fines-braemar-securities-140000-for-lapses-in-recordkeeping-compliance.jpg",640,356,false],"1536x1536":["https:\/\/dailytalks.org\/wp-content\/uploads\/2024\/01\/133451-nfa-fines-braemar-securities-140000-for-lapses-in-recordkeeping-compliance.jpg",900,500,false],"2048x2048":["https:\/\/dailytalks.org\/wp-content\/uploads\/2024\/01\/133451-nfa-fines-braemar-securities-140000-for-lapses-in-recordkeeping-compliance.jpg",900,500,false],"chromenews-featured":["https:\/\/dailytalks.org\/wp-content\/uploads\/2024\/01\/133451-nfa-fines-braemar-securities-140000-for-lapses-in-recordkeeping-compliance.jpg",900,500,false],"chromenews-large":["https:\/\/dailytalks.org\/wp-content\/uploads\/2024\/01\/133451-nfa-fines-braemar-securities-140000-for-lapses-in-recordkeeping-compliance-825x500.jpg",825,500,true],"chromenews-medium":["https:\/\/dailytalks.org\/wp-content\/uploads\/2024\/01\/133451-nfa-fines-braemar-securities-140000-for-lapses-in-recordkeeping-compliance-590x410.jpg",590,410,true]},"author_info":{"display_name":"Jonathan Jeriah","author_link":"https:\/\/dailytalks.org\/?author=1"},"category_info":"<a href=\"https:\/\/dailytalks.org\/?cat=26\" rel=\"category\">London Market<\/a>","tag_info":"London Market","comment_count":"0","_links":{"self":[{"href":"https:\/\/dailytalks.org\/index.php?rest_route=\/wp\/v2\/posts\/133451","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/dailytalks.org\/index.php?rest_route=\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/dailytalks.org\/index.php?rest_route=\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/dailytalks.org\/index.php?rest_route=\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/dailytalks.org\/index.php?rest_route=%2Fwp%2Fv2%2Fcomments&post=133451"}],"version-history":[{"count":0,"href":"https:\/\/dailytalks.org\/index.php?rest_route=\/wp\/v2\/posts\/133451\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/dailytalks.org\/index.php?rest_route=\/wp\/v2\/media\/133452"}],"wp:attachment":[{"href":"https:\/\/dailytalks.org\/index.php?rest_route=%2Fwp%2Fv2%2Fmedia&parent=133451"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/dailytalks.org\/index.php?rest_route=%2Fwp%2Fv2%2Fcategories&post=133451"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/dailytalks.org\/index.php?rest_route=%2Fwp%2Fv2%2Ftags&post=133451"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}