Openmarkets Australia Limited, a retail broker, has been fined a record AU$4.5 million (about US$3 million) by the Australian Securities and Investments Commission (ASIC) for several violations of the market integrity rules.
ASIC Slaps Record Fine on Openmarkets
Announced today (Thursday), the penalty came after the Australian financial market regulator had identified suspicious trading by an Openmarkets client in its routine surveillance…
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